DOL Final Regulations on Investment Fiduciaries: What You Need to Know

Do you think the DOL’s new fiduciary rule is only for investment advisors? You might want to think again.

Last month the Department of Labor issued final regulations that expanded who is considered to be an investment fiduciary and therefore subject to strict rules of conduct. These rules give plan sponsors both tools and responsibilities.

This webinar discussed:

  • What the Regulations mean to you as a plan sponsor
  • How your existing fiduciary duties are affected
  • What you need to look for in existing contracts with service providers
  • Whether your participant investment education program will be affected
  • Whether your fund office staff or finance and HR employees will be treated as fiduciaries

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Contact an Expert

Serena Simons

Serena Simons

SVP, National Retirement Compliance Practice Leader

Richard Reed

Richard Reed

VP, National Multiemployer Defined Contribution Practice Director