- Home
- Publications and Resources
- Compliance Alert
- Compliance Alert Archives

Compliance Alert Archives
November 2012
- It’s That Time of Year Again:
Upcoming Compliance Deadlines for
Public Sector Retirement Plans - Read this issue
February 2012
January 2012
November 2011
- Don’t Forget to Remember: Upcoming Compliance Deadlines for Public Sector Retirement Plans
- Read this issue
May 2011
December 2010
- IRS Issues Guidance on In-Plan Rollovers to Roth Accounts for §401(k) and §403(b) Plans
- Read this issue
October 2010
September 2010
April 2010
- The Proposed Public Safety Employer-Employee Cooperation Act: What It Is and What It Might Mean
- Read this issue
November 2009
September 2009
June 2009
- Section 403(b) Plan Participants Need to Correct Defective Contract Exchanges by June 30
- Read this issue
April 2009
March 2009
February 2009
- Stimulus Law Includes a Temporary Increase in the Income-Tax Exclusion for Transportation Benefits
- Read this issue
October 2008
July 2008
- Proposed Regulations Permit Entities to Establish Reasonable Good Faith Interpretation of Required Minimum Distribution Rules for Governmental Plans
- Read this issue
May 2008
- Recent and Proposed Regulatory Guidance Has Implications for Sponsors of Public Sector Retirement Plans
- Read this issue
March 2008
February 2008
- Supreme Court Ruling Enables §401(k) Plan Participants to Sue for Losses in Their Accounts Caused by Administrative Errors
- Read this issue
- IRS Delays Effective Date of Regulations on Funding and Benefit Restrictions for Single-Employer Pension Plans
- Read this issue
October 2007
- Extension of Date for Certain Individual Account Plans to Provide Individual Benefit Statements
- Read this issue
September 2007
June 2007
October 2006
- SEC's New Executive Compensation Disclosure Requirements Have Implications for Companies with Retirement Plans
- Read this issue
August 2006
June 2006
February 2006
December 2005
- Restoring Pension Benefits that Should Not Have Been Suspended: Extension for Compliance with the U.S. Supreme Court's Decision in Heinz
- Read this issue
May 2005
- Appellate Court Ruling May Have Implications for Health Plans' Coordination of Benefits Provisions
- Read this issue
April 2005
February 2005
January 2005
December 2004
- A New Social Security Reporting Requirement for Some Public Sector Employers — Effective Now
- Read this issue
November 2004
February 2004
January 2004
November 2003
- Certain Filing Deadlines Postponed for Plans Directly Affected by the Fall 2003 California Wildfires
- Read this issue
October 2003
September 2003
- Steps Plan Sponsors Can Take to Prepare for the Fast-Approaching October 16, 2003 Deadline for Compliance with the HIPAA EDI Standards
- Read this issue
August 2003
- IRS Releases Final Regulations on Catch-Up Contributions to Defined Contribution Retirement Plans by Individuals Age 50 or Older
- Read this issue
March 2003
February 2003
- Appellate Court Rules Qualified Pension Plan May Eliminate a Benefit for Those Retired before the Benefit Was Added to the Plan
- Read this issue
December 2002
- SEC Proposes Rules for Insider Trading Prohibitions during Blackout Periods in Defined Contribution Plans
- Read this issue
August 2002
- Most State Income Tax Laws Now Allow Employees to Take Advantage of EGTRRA's Increased Tax-Favored Retirement Savings Opportunities
- Read this issue
June 2002
May 2002
- California Law Restricting Use of Social Security Numbers: Implications for California Employers and Sponsors of Employee Benefit Plans that Cover California Residents
- Read this issue
April 2002
- IRS Indefinitely Suspends Form 5500 Schedule F Filing Requirement for Sponsors of Flexible Benefits Plans, Tuition Reimbursement Plans and Adoption Assistance Plans
- Read this issue
- U. S. Supreme Court Invalidates Part of DOL Regulations under the Family and Medical Leave Law
- Read this issue
March 2002
February 2002
- Notice 2002-7 Provides Minimum Funding Relief for Plans Directly Affected by the September 11 Terrorist Attacks
- Read this issue
December 2001
- State Income Tax Laws May Complicate New Defined Contribution Plan Allocations Authorized by EGTRRA
- Read this issue
- Congress Passes Legislation to Extend HIPAA EDI Compliance Deadline - Bill Awaits President's Signature
- Read this issue
- Possible Extension of HIPAA EDI Compliance Deadline: Bills Pass Both Houses of Congress, but Provisions Must Be Reconciled Before Legislation is Sent to President
- Read this issue
November 2001
- IRS Extends GUST Amendment Period -- Longer for New York Plans Affected by September 11 Terrorist Attacks
- Read this issue
September 2001
- Postponement of 5500 Filing Deadlines for Plans Affected by the September 11 Terrorist Attacks
- Read this issue
July 2001
May 2001
January 2001
September 2000
- Senate Finance Committee Unanimously Approves Retirement Security and Savings Act of 2000
- Read this issue
June 2000
- GAO Reports Most Employers in Compliance With Mental Health Parity Act but Plans Impose Restrictions on Mental Health Benefits; DOL Enforcement Efforts Increase
- Read this issue
April 2000
January 2000
December 1999
- Department of Labor Proposes Permitting Loans to Plans to Fix Year 2000 Problems/ DOL Publishes Cash Balance Plan Guidance for Participants
- Read this issue
September 1999
- DOL's Compliance Questionnaire For Health Care Related Statutes for All Health Plans that Are the Subject of a DOL Audit
- Read this issue